Securities Investor Protection Act

Results: 1008



#Item
271Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial regulation / Financial economics / Finance / Late-2000s financial crisis / Corporate crime / U.S. Securities and Exchange Commission

Investor Advisory Committee Meeting, Notice of Meeting

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Source URL: www.sec.gov

Language: English - Date: 2014-09-17 17:22:33
272Securities / Corporate crime / U.S. Securities and Exchange Commission / Prospectus / Short / Regulation S-K / Investor Protection and Securities Reform Act / Finance / Financial economics / Business

April 13, 2005 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-04-18 15:59:30
273Nationally recognized statistical rating organization / U.S. Securities and Exchange Commission / Credit rating agency / Securities Exchange Act / Asset-backed security / Federal Reserve System / Government / Investor Protection and Securities Reform Act / Financial regulation / Finance / United States securities law

Nationally Recognized Statistical Rating Organizations; Correction

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-10 13:51:32
274United States administrative law / Law / United States federal banking legislation / United States corporate law / Politics of the United States / United States Office of Special Counsel / Investor Protection and Securities Reform Act / Government / Civil service in the United States / United States Merit Systems Protection Board

PL[removed]S[removed]OCTOBER 13, 1978 An Act to reform the civil service laws. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, SHORT TITLE

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Source URL: www.dol.gov

Language: English - Date: 2010-08-31 12:56:18
275Investment / Securities Investor Protection Corporation / 73rd United States Congress / United States Securities and Exchange Commission / Securities Investor Protection Act / Finance / Securities Exchange Act / United States corporate law / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States securities law / Financial economics / Financial regulation

Securities Investor Protection Act of 1970

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Source URL: www.sec.gov

Language: English - Date: 2012-01-31 11:51:06
276United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Chief compliance officer / Securities Exchange Act / Law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Corporate governance / Regulatory compliance / Financial regulation

-- IIIMSRB Municipal Securities Rulemaking Board October 17, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-10-17 11:58:53
277National FFA Organization / Business / Structure / Investor Protection and Securities Reform Act / Heights Community Council / Business law / Corporation / Corporations law

Public Law[removed]formerly Public Law[removed]105th Congress Passed Aug. 12, 1998 [H.R[removed]In 1950, the 81st Congress of the United States, recognizing the importance of the FFA as an integral part of the program of v

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Source URL: www.ffa.org

Language: English - Date: 2010-10-07 15:26:29
278United States administrative law / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Rulemaking / Fiduciary / Investor Protection and Securities Reform Act / Law / Municipal Securities Rulemaking Board / Financial regulation

National Association of Independent Public Finance Advisors P.O. Box 304 Montgomery, Illinois[removed][removed] • [removed]Fax www.naipfa.com

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Source URL: www.sec.gov

Language: English - Date: 2014-08-27 12:08:03
279United States Department of Homeland Security / Freedom of information legislation / Federal Funding Accountability and Transparency Act / Business / United States corporate law / Corporate governance / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Government / Law / Federal Reserve System

Purpose: In the nature of a substitute. S[removed]To expand the Federal Funding Accountability and Transparency Act of 2006 to increase accountability and transparency in Federal spending, and for other purposes.

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Source URL: www.federalnewsradio.com

Language: English - Date: 2014-07-14 18:37:49
280Nationally recognized statistical rating organization / Financial economics / Dodd–Frank Wall Street Reform and Consumer Protection Act / Credit rating agency / U.S. Securities and Exchange Commission / Asset-backed security / Federal Reserve System / Investor Protection and Securities Reform Act / Financial regulation / Finance / United States federal banking legislation

GAO-14-879R, Securities and Exchange Commission: Nationally Recognized Statistical Rating Organizations

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Source URL: www.gao.gov

Language: English - Date: 2014-10-02 14:46:24
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